Nietzsche's Übermensch
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Description
Read this article on Nietzsche's übermensch. Do you think the übermensch was meant to be Nietsche's attempt to build a shrine on which he could kneel? Can an übermensch or "ideal of strength" be a protective mask for someone like Nietzsche, who had a sensitive, passionate interior?
Abstract
Nietzsche's notion of the Übermensch is one of his most famous. While he himself never defined or explained what he meant by it, many philosophical interpretations have been offered in secondary literature. None of these, however, has examined the significance of the notion for Nietzsche the man, and this essay therefore attempts to address this gap.
The idea of the Übermensch occurred to Nietzsche rather suddenly in the winter of 1882-1883, when his life was in turmoil after yet another deep personal setback. The early loss of his father had deprived Nietzsche of a meaningful "mirroring" and a chance to experience realistic, age appropriate disappointment. This left him with a lifelong tendency towards idealisation. It became his proverbial Achilles' heel and the source of repeated disillusionments and sorrow. The Übermensch may thus have been a culmination of his impulse to create altars and worlds before which he could kneel. Trying to cope with his own vulnerability, Nietzsche evoked an ideal of the Übermensch, a mask of hardness that was designed, if unconsciously, to ward off any future assaults on his fragile self.
The double aspect of Nietzsche's personality is explored in this essay. While a highly provocative, belligerent and uncompromising Nietzsche often emerges from his published works, a vulnerable, lonely and sometimes self-pitying Nietzsche lurks in his letters and the accounts of his friends and acquaintances. But could an "ideal of strength", such as the Übermensch, serve as a protective mask for someone with a sensitive, passionate interior? Nietzsche's descent into madness would suggest that no ideal can be a substitute for human, all too human, compassion.
Source: Eva Cybulska, http://www.scielo.org.za/scielo.php?script=sci_arttext&pid=S1445-73772015000100003 This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 License.
Introduction
Nietzsche did not invent the term Übermensch. As elaborated by
Kaufmann, the concept of hyperanthropos can be
found in the ancient writings of Lucian, and in German the word had been
used before Nietzsche's time by H. Müller, J. G. Herder, Novalis,
Heine, and, most importantly, by Goethe in relation to Faust. R. W. Emerson spoke of the
Over-Soul and, perhaps with the exception of Goethe's Faust, his
aristocratic, self-reliant "beyond-man" was the greatest contributor to
Nietzsche's idea of the Übermensch. Nietzsche would, of course, have
been familiar with all the above sources.
Problems with
translating the word Übermensch persist. The difficulty hinges on the
German prefix über (over, above, beyond) which has connotations of
superiority, excessiveness and transcendence, depending on the word it
precedes. This variation is reflected in Nietzsche's apparent penchant
for über-words; in addition to Übermensch, he also used Überreichtum
(super-richness), Überfluβ (overflow), Überfülle (superabundance),
Überschuβ (surplus), and übervoll (overfull). In the Oxford-Duden German
Dictionary, there are approximately 600 words with this prefix
in current usage. Various translators have attempted to find the most
fitting English word for Übermensch; for example, G. B. Shaw
rendered it as "Superman", while Kaufmann opted for
"Overman", and Parkes preferred "Overhuman". Ultimately, however,
the word proves untranslatable.
The first time Nietzsche used
the term Übermensch in his published writings was in the Prologue to
Thus Spoke Zarathustra, which he composed during January and February of
1883 in Rapallo (south of Genoa, Italy). Out of 40 entries of the word
Übermensch in the online Nietzsche Source (www.nietzschesource.org), 10
occur in Thus Spoke Zarathustra, one in The Antichrist, one in Twilight
of the Idols and three in Ecce Homo, with the remaining 25 scattered
throughout the unpublished notes comprising his Nachlaβ.
Nietzsche never explained what he meant by the Übermensch; he only intimated:
Behold, I teach you the Übermensch. Let the Übermensch be the sense of the earth! Behold, I teach you the Übermensch: it is this lightning, it is this madness! ... Behold, I am a herald of the lightning and a heavy drop from the cloud: but this lightning is called Übermensch.
I want to teach humans the meaning of their Being: that is the
Übermensch, the lightning from the dark cloud of the human.
This hermeneutic vacuum provoked
numerous interpretations in secondary literature. Kaufmann interpreted Nietzsche's Übermensch as a symbol of a
self-overcoming man who created his own values, Jung interpreted it as "a deification of ordinary man", and
Hollingdale saw it as denoting a man who had organised
the chaos within. For Heidegger, the Übermensch was "a man
who grounded being in the grand style of self-creation", whilst for the Nazis it became an emblem of a master race.
Nietzsche
was a confessional philosopher, who not only lived in order to write,
but who wrote to stay alive. The Übermensch, one of his most famous
ideas, is interpreted here not as a philosophical concept but as a
personal symbol of a man in turmoil. It arose from the depth of
Nietzsche's psyche at a time of great personal disappointment, and it
was designed, if unconsciously, to protect his vulnerable, wounded self.
It gave, at least temporarily, a meaning to his existence.
Overcoming Resentment
I teach you the Übermensch. The human is something that shall be overcome.(Nietzsche, 1883-1885/2005, p. 11)
(Nietzsche, 1883-1885/2005, p. 86)
Nietzsche's
worship of Wagner could be compared with that of Brutus in relation to
Julius Caesar, and so could his "murderous" impulses towards the tyrant
for the sake of "the independence of the soul". In fact, Shakespeare's tragedy Julius Caesar was Nietzsche's most
admired. In 1872, Nietzsche risked his entire academic career by
publishing The Birth of Tragedy from the Spirit of Music, in which he
extolled Wagner as an heir to Aeschylus and a reviver of Greek Tragedy.
It pleased the Master's vanity, but he expected more and persuaded his
young admirer to write a devastating attack on David Strauss (whose book
The Life of Jesus Nietzsche had previously much admired). Wagner had
been involved in a public feud with Strauss and unceremoniously used
Nietzsche as his hit-man. In August 1873, the essay David Strauss, the
Confessor and the Writer was published, and it later formed part of
Untimely Meditations. Strauss died suddenly six months later. Nietzsche
must have been stricken by a sense of guilt and wrote to his friend Carl
von Gersdorff in February 1874: "I very much hope that I have not
aggravated the end of his life". Nietzsche wished that Strauss
hadn't read the essay, but unfortunately he not only had, but had
regarded it as an unprovoked and unjust attack. Later, Wagner repaid
Nietzsche for this sacrificial act of devotion by spreading rumours
about his headaches and eye complaint being due to masturbation, and by
launching an indirect, vicious assault on him in Bayreuther Blätter. The
greatest pain for Nietzsche, however, must have been disgust with
himself for having betrayed his own moral standards. One wonders whether
his self-reproach of "having ruined the lives of several people", which
he expressed at the time of his admission to the Basel psychiatric
clinic in January 1889, was related to that
episode.
When, in August of 1876, Nietzsche walked out on his
eight-year friendship with Wagner, wounded and disillusioned, he plunged
straight into writing Human, All Too Human. This marked the beginning
of his struggle with deeply cherished ideals and idols - such as
Christianity, morality, Schopenhauer, Wagner -and of a relentless agon
with himself. In the Preface to that book, written a decade later in
Sils-Maria, he revealed:
Lonely now and miserably
self-distrustful, I took sides, not without resentment, against myself
and for everything that hurt me and was hard to me. Thus I once more
found the way to that courageous pessimism that is the antithesis of all
romantic fraud, and as it seems to me today, the way to "myself', to my
task.
But there was more to come.
In April of 1882, Nietzsche met Lou Salomé, a young, intelligent woman
born in St. Petersburg of mixed German and French extraction. She seemed
to have understood instantly not only the essence of Nietzsche's
philosophy, but the essence of his soul. Although their acquaintance
lasted only months, she pronounced herself an expert on all things
Nietzschean and later published a book, Nietzsche: The Man in His Works. Nietzsche believed that she was "as shrewd as an eagle and
brave as a lion" and hoped to have found a soul mate and a disciple. Not
for long, however, as it soon all ended in tears. Flirting with geniuses
(such as Nietzsche, Rilke, and also Freud) and enticing them into a
circle of admirers seemed to have been Lou's life's mission. Reading
their work, prior to reciting it back to them, proved very successful
bait. Her favourite pastime, however, was reducing a genius to a voyeur
in a ménage à trois setting. In the famous photograph entitled "The Holy
Trinity", which she later displayed in Wagnerian circles, Nietzsche and
his friend Paul Rée pose as two bewildered horses while Lou brandishes a
whip over their heads. Lou was no Cosima whose life task was to live
and die for Wagner; instead she aimed at making a genius live and die
for her. Yet again, Nietzsche found himself a victim of his own
enthusiastic idealisations and had to face yet another huge
disappointment. His sister's interference made it even harder for him to
cope with discordant emotions and, not surprisingly, his attitude to
women changed as a result.
At the end of that turbulent year, Nietzsche confessed to his Horatio-like friend, Franz Overbeck:
This last morsel of life was the hardest I have yet had to chew, and it
is still possible that I shall choke on it. I have suffered from the
humiliating and tormenting memories of this summer as from a bout of
madness. ... It involves a tension between opposing passions which I
cannot cope with. This is to say, I am exerting every ounce of self
mastery; but I have lived in solitude too long and fed too long off my
"own fat", so I am now being broken, as no other man could be, on the
wheel of my own passions. ... Unless I discover the alchemical trick of
turning this muck into gold, I am lost.
The Übermensch was that gold, and Nietzsche may have been trying to overcome his own resentment by evoking this figure. In a letter to his friend Heinrich Köselitz in August 1883, he wrote:
For a whole year I have been goaded on to a class of feelings which with the best will in the world I had abjured, and which - at least in their more gross manifestations - I really thought I had mastered; I refer to the feelings of revenge and ressentiment [resentment].
On the
same day, he wrote to Franz Overbeck about his deep melancholy and of
being possessed by evil, black feelings. He also conceded: "I have
finally become the victim of a relentless desire for vengeance,
precisely when my innermost thinking has renounced all schemes of
vengeance and punishment. This conflict is bringing me step by step
closer to madness".
Kaufmann has
persuasively argued that self-overcoming (Selbst-überwindung) was
central to Nietzsche's conception of the Übermensch. He regarded it as a
symbol of the repudiation of conformity and the antithesis to
mediocrity and stagnation. He also saw the Übermensch as a creator of
values and as a self-creator, who overcomes himself by sublimating his
impulses and passions. Greek gods, demigods and heroes would have been
the obvious personification of this idea. In this essay, I argue that
Nietzsche was attempting to overcome his own passions and impulses by
evoking the ideal of the Übermensch.
Masks and Poetics of the Self
Every profound spirit needs a mask ...(Nietzsche, 1886/1990, p. 69)
(Nietzsche, 1882/1974, p. 241)
It
is as difficult to define the concept of the Self as it is to define
God. The Self, being rooted in the unconscious, often communicates
indirectly through symbols, masks, irony and sounds. Nietzsche
maintained that "every profound spirit needs a mask: more, around every
profound spirit a mask is continuously growing, thanks to the
continuously false, that is to say shallow interpretation of every word
he speaks, every sign of life he gives" (Nietzsche, 1886/1990, p. 69).
He also declared that one must learn to speak in order to remain silent;
in what one says, one is simultaneously always concealing something:
"every philosophy is a foreground philosophy ... , every philosophy also
conceals philosophy: every opinion is also a hiding place, every word
also a mask".
A mask, which Jung called a persona, is "how one appears to oneself and the world, but not
what one is". The etymology derives from per sonare, to "sound
through", and refers to masks worn by ancient actors who had to project
their voices to the audience through fitted mouth tubes. A mask reveals
as much as it conceals, and it can grow into the wearer's face,
imperceptibly merging with the "true", silent self. The term
"personality", which derives from persona, possibly conveys this fusion.
A mask is more like a skin than a shell, so that the inner self still
shows through. The choice of a mask is revealing, as it can either
augment the unexpressed self or form the opposite of it. A mask can
serve as defensive armour that protects against getting hurt; it can
also be a weapon of attack or represent a heroic ideal to live up to.
Nietzsche's many masks (for instance, that of a rebel, or a misogynist,
an Antichrist, a tragic hero, an immoralist, the Übermensch, and so
forth) may have served all these functions in turn.
Above all, a
mask allows the wearer to hover at the boundary of dilemma: to be seen
or not to be seen. Winnicott postulated that "Although healthy
persons communicate and enjoy communicating, the other fact is equally
true that each individual is an isolate, permanently non-communicating,
permanently unknown, in fact unfound ... . At the centre of each person
is an incommunicado element and this is sacred and most worthy of
preservation". He stressed that "in the artists of all kinds,
one can detect an inherent dilemma, which belongs to the coexistence of
the two trends, the urgent need to communicate and the still more urgent
need not to be found", and in "a sophisticated game of
hide-and-seek ... it is joy to be hidden but disaster not to be found". Perhaps the opposite is just as true: it is joy to be
found but disaster not to be hidden. The oscillation between these
positions was pivotal to Nietzsche's soul. A close friend, Ida Overbeck,
observed: "Among his great uncertainties was the one that he always
wanted to hear his echo but at the same time was horrified of it". And she added: "He knew how to listen
receptively, but never revealed his mind completely or clearly. He felt a
need to remain unknown".
The problem of
reconciling the opposites lies at the heart of mask wearing. The concept
of coincidentia oppositorum [coincidence of the opposites] originated
in Heraclitus, the pre-Socratic Greek philosopher much admired by
Nietzsche. The battle of the opposites, fuelled by his mood
fluctuations, became a turbulent undercurrent in Nietzsche's philosophy
and also in his life. The constant tension and energy of the conflict
proved a source of inspiration and creativity for him; the strife led to
"new and more powerful births". The
discord between inner truth and the falsity of outer appearance may
reach an unbearable intensity, and, if unresolved for a long time, it
can lead to a crisis, even to psychosis. Jung cautioned that
"progressive development and differentiation of consciousness leads to
an ever more menacing awareness of the conflict and involves nothing
less than the crucifixion of the ego, the agonizing suspension between
the irreconcilable opposites". The healing tendency of the self
would strive towards bridging this gaping chasm (or "abyss", as
Nietzsche would have called it) by uniting the opposites into conjunctio
oppositorum. Huskinson, who closely followed Jung in her
interpretation, perceived the Übermensch as Nietzsche's failed attempt
to strive towards such union of the opposites. According to her, he
aimed at concealing "unconscious inferior feelings within him" and
therefore it became a "one-sided inflation that ignored the 'shadow'
side of his personality". Jung, however, was not a
disinterested party in his assessment of Nietzsche. Although he avidly
read Nietzsche's works and utilized his insights, he also feared that
one day he would become mad like him. This
fear created a chilling distance between him and Nietzsche, consequently
obliterating any feelings of compassion he may have had for the
philosopher. Perhaps by means of projection, Jung accused Nietzsche of repressing all feelings of compassion and called
his Übermensch "a famous example of masculine prejudice who scorns
compassion". I find the shallowness of this interpretation
disappointing. Ironically, following his break with Freud - which could
be compared to Nietzsche's parting with Wagner - Jung went through a
period of psychosis, as documented in his autobiographical work. Hence his fear was not altogether ungrounded,
and, just as Nietzsche once said, "the smallest cleft
is the hardest to bridge".
It is puzzling that
Nietzsche, this most eloquent of philosophers, never defined his
cardinal idea. Definition would have been indispensable if the
Übermensch had been a philosophical concept and subsequent rational
discourse was to follow. But what if the Übermensch were a kind of
fictional hero in a private drama of the author? One must remember that
Nietzsche was a brilliant classical philologist and a devotee of ancient
Greek tragedy, especially the tragedies of Aeschylus. Dionysian
Festivals, which had more in common with religious rites than with
entertainment, were a forum where the tragedies were performed. The
actors wore masks which were designed to create a sense of dread, as
well as being a means for an actor to play several roles. A mask was a
highly ambiguous device that allowed the voice to express the innermost
emotions whilst leaving space for the unknown and the unknowable; it
served as an engaging projection screen for the audience. Similarly,
Nietzsche's own writings are undeniably theatrical, even operatic, and
he invites the audience to participate in the production. With his many
masks, he created himself and stimulated the reader to create him.
Perhaps the Übermensch was Nietzsche's dramatis persona, so that the
concealed and the unsaid formed a part of the dramatic design that gave
the randomness of his individual misfortune a universal, almost cosmic
dimension. As well as serving as a mask to hide the vulnerable self, the
Übermensch became a symbol of transfiguration.
The Birth of the Übermensch from the Spirit of Ecstasy
I want to teach humans the meaning of their Being: That is the Übermensch, the lightning from the dark cloud of the human.(Nietzsche, 1883-1885/2005, p. 18)
Behold, I teach you the Übermensch: it is this lightning, it is this madness! (ibid., p. 13)
Nietzsche's
response to overwhelming disappointment and loss was often a flight
into heroic elation. As a young man in 1864, Nietzsche wrote an essay
"On Moods", and one might suspect that the topic was already then close
to his heart. Later, he continued on the theme:
It seems to
me that most people simply do not believe in elevated moods, unless
these last for moments only or at most a quarter of an hour - except for
those few who know at firsthand the longer duration of elevated
feelings. But to be a human being with one elevated feeling - to be a
single great mood incarnate - that has hitherto been a mere dream and a
delightful possibility; as yet history does not offer us any certain
examples. Nevertheless history might one day give birth to such people,
too - once a great many favourable preconditions have been created and
determined that even the dice throws of the luckiest chance could not
bring together today. What has so far entered our souls only now and
then as an exception that made us shudder, might perhaps be the usual
state for these future souls; a perpetual movement between high and low,
the feeling of high and low, a continual ascent on stairs and at the
same time a sense of resting on clouds.
Luke rightly considered this fragment to be a pre-formation of the Übermensch. He also interpreted Nietzsche's exhilarated states as part of the manic phase of his manic-depressive temperament, both aspects of which, he believed, were later fully expressed in Zarathustra. Nietzsche completed the first part of Zarathustra, where the Übermensch made its forceful appearance, in only ten days. This speed of writing may well have been fuelled by his manic mood. It has been asserted that Nietzsche had a cyclothymic personality, and, as from 1881, a frank manic depressive illness with periodic psychotic features. As Melanie Klein maintained, in mania there is "the utilization of the sense of omnipotence for the purpose of controlling and mastering objects and it is based on the mechanism of denial". This defence mechanism is particularly applicable to the "lost objects", and mania is often a reaction to painful loss. Shortly after completing Part I of Zarathustra, Nietzsche sent Franz Overbeck an undated letter:
... I feel as if the lightning had flashed - I was for a short time completely in my element and in my light. And now it has passed. I think I shall inevitably go to pieces, unless something happens - I have no idea what. ... This book [Zarathustra] seems to me like my last will and testament.
A man for whom all light was lightning was alone again, with his pain and with his despair. However, the deep yearning for the moments of ecstasy and transfiguration would return. Less than a year before his mental collapse, Nietzsche wrote in his private notebook the following passage inspired by Kirilov's description (similar to that of Prince Myshkin in The Idiots) in Dostoyevsky's The Devils of the fleeting aura of unendurable ecstacy preceding an epileptic seizure:
Five, six seconds and no more: when you suddenly feel the presence of eternal harmony. Man in his mortal frame cannot endure it; he must either physically transform himself or die. ... The most dreadful thing is the horrifying certainty with which it expresses itself and the joy with which it fills one. If it lasted longer, the soul could not endure it, it would have to disappear - in these five seconds I would live the whole of human existence. I would give my life for it, the price would not be too high.
Nietzsche,
who wrote with his "blood" and his entire being, must have experienced
such intense moments himself. In one such moment of manic psychotic
elation, during the summer of 1881, the idea of "eternal return"
suddenly assailed his consciousness and became central to his thought. He transfigured a deep sorrow (related to his
disappointment with Wagner) into a life-redeeming formula. The
intersection of pain and elation became fixed in his mind, and I argue
that the Übermensch was a product of such intersection too. Moreover, he
would crave the return of that moment - the more pain, the more
overcoming, the more of the victorious elation. But, as he was unable to
directly communicate and share this experience, his sorrow and great
sense of loss remained deeply buried in silence.
How to Become What One is Not: Creating a Persona
In caring and pitying my greatest danger has always lain.
(Nietzsche, 1883-1885/2005, p. 160)
I am one thing, my writings are another.
(Nietzsche, 1888/1986a, p. 69)
Nietzsche
was not born hard; yet hard he always wanted to become. From an early
age he had a profound capacity to identify with human suffering, and he
also felt deeply his own pain and loss. This was to become his
proverbial Achilles' heel. Whenever memories of his idyllic childhood
(interrupted by the untimely death of his father) returned to him, he
was overcome by self-pity:
We are devastated by the sight of the scenes of our childhood: the garden house, the church with its graves, the pond and the woods - we always see them again as sufferers. We are gripped by self-pity.
Several
of Nietzsche's perceptive friends were able to catch a glimpse of his
sensitive interior behind the mask of hardness. For instance, Meta von
Salis observed: "He himself was tender, vulnerable, ready for
reconciliation, shy about offending others", whereas "his task demanded
hardness, forbade compromise, and brought himself and others pain and
bitterness ... . He condemned a whole series of intense feelings not
because he did not have them, but on the contrary because he had them
and knew their danger". Another close
friend, Resa von Schirnhofer, described him thus: "so unrestrained as a
thinker, Nietzsche as a person was of extreme sensitivity, tenderness,
and refined courtesy in attitude and manners toward the female sex, as
others who knew him personally often emphasised".
Writing to Franz Overbeck, Nietzsche let the mask of toughness slip:
This is the mistake that I perpetually make: that I imagine the
suffering of others to be much greater than it is. From my childhood on,
the proposition "my greatest danger lies in pitying" has confirmed
itself again and again ... . It will be enough if, through the bad
experiences I have had with pitying, I am stimulated to make a
theoretically interesting alteration in the esteem that pitying enjoys.
Possibly in an attempt to overcome his own sensitivity,
Nietzsche famously declared a war on pity. The German word Mitleid is
ambiguous and can be translated into English as "compassion", "pity", or
"sympathy", all of which differ in etymology and connotations. The
English "pity" contains an element of superiority and contempt towards
the pitied, whilst "compassion" is a feeling of empathy on equal terms.
For Nietzsche, however, all "compassion" was "pity". Even though in
compassion one regards another's suffering as one's own (Mitleid, like
"com-passion", derives from "suffer with"), by wanting to relieve the
suffering of the other one wants to relieve one's own. Hence, in
Nietzsche's view, even compassion is ultimately egoistic.
Nietzsche
also believed that one is existentially alone in suffering and that the
so-called "benefactors" can only misread it, rendering the suffering
shallow. Thus pity can make the sufferer feel even smaller and more
worthless. Deep sorrow is beyond compassion and "the path to one's own
heaven always leads through the voluptuousness of one's own hell". Hence
Nietzsche's teaching to the preachers of pity: "share not suffering but
joy!". In his heroic
aristocratism, Nietzsche created a pathos of distance, designed to rise
above sorrow. He sanctified pain as some kind of purifying force,
stressing that "profound suffering ennobles; it separates". In order to endure pain, one can also try to purge
the inner sensitivity that makes one vulnerable to it; one can become
hard. The Übermensch, I would argue, was part of such a mission.
Nietzsche
was fully aware of his psychological fragility. He wrote to Ida
Overbeck on 14 August 1883 that "my soul was missing its skin, so to
speak, and all natural protections". The only route to convalescence was "to develop a thick skin, the
sole antidote to our massive inner vulnerability and capacity for
suffering". Several of his acquaintances commented
that he looked more like "a Prussian officer in civilian clothes" than a
philosopher. The famous bushy moustache that
overshadowed his sensual lips was part of a warrior's mask, designed to
scare:
Knowing one's individuality - We are too prone to
forget that in the eyes of people who are seeing us for the first time
we are something quite different from what we consider ourselves to be:
usually we are nothing more than a single individual trait which leaps
to the eye and determines the whole impression we make. Thus the
gentlest and most reasonable of men can, if he wears a large moustache,
sit as if in its shade and feel safe there - he will usually be seen as
no more than the appurtenance of a large moustache, so that is to say a
military type, easily angered and occasionally violent - and as such he
will be treated.
Partially, Nietzsche succeeded in creating the impression of an "occasionally violent" warrior, but at the cost of even more loneliness. And loneliness was a hiding place he knew well. Throughout his life, he carried within him that deep sense of being alone in the world: "I have forty-three years behind me, and am just as alone as when I was a child". Sometimes, he protested, as to his sister Elisabeth in mid-1886:
Was I made for solitude or for life in which there was no one to whom I could speak? The inability to communicate one's thoughts is in very truth the most terrible of all kinds of loneliness. ... Deep man needs friends! All else failing, he has at least his god. But I have neither god nor friends! Perfect friendship is possible only inter pares! My health is really quite normal - but my poor soul is so sensitive to injury and so full of longing for good friends, for people who are my life. Get me a small circle of men who will listen to me and understand me - and I shall be cured!
Nietzsche understood the dangers of his inner polarisation. The need to suppress his vulnerable interior led to an excess of hardness in his writings, which in turn alienated many of his potential supporters. On 1 February 1888, less than a year before his total mental eclipse, he confided in his friend Heinrich Köselitz:
To lack not only health, but also money, recognition, love, and protection - and not to become a tragic grumbler: this constitutes the paradoxical character of our present condition, its problem. As for myself, I have got into a state of chronic vulnerability, against which, when my condition is slightly improved, I take a sort of revenge which is not of the nicest description, that is to say, I adopt an attitude of excessive hardness.
In
attacking Schopenhauer's "morality of pity" and Christianity as a
"religion of pity", Nietzsche vicariously attacked what was an integral and very
precious part of himself. If the Übermensch was to be a "Roman Caesar
with Christ's soul" that reconciled
hardness with compassion, then, for Nietzsche the man, it failed to
resolve his contrary emotions. It failed to cure his divided self. He
signed his last letters of January 1889, heavily tainted with insanity,
"Nietzsche Caesar" and "The Crucified". In the
end, it was "The Crucified" that prevailed in the closing scene of his
life drama.
The Loneliest Loneliness and the Abyss of Being
Still is the bottom of my sea: who would guess that it harbours such sportive monsters.
(Nietzsche, 1883-1885/2005, p. 101)
The human is a rope, fastened between beast and Übermensch - a rope over an abyss.
(Nietzsche, 1883-1885/2005, p. 13)
In
the normal course of development, an individual goes through a stage of
being meaningfully mirrored by significant others, usually parents.
Lacan, and after him Winnicott, called it "the
mirror stage". Failure at this stage may lead to a fragile ego-formation
with lifelong consequences. If a person has not learned how to
internalise the "mirrored self", he might not benefit from it even if a
meaningful mirroring is offered later in life. Such a person might
become a kind of solitary island, beyond reach. Nietzsche once compared
himself to the wounded and abandoned archer Philoctetes, and wrote to
Heinrich von Stein, after his visit to Sils-Maria: "you may have come
far too close to finding Philoctetes on his island".
The
early death of his father shattered Nietzsche's childhood, not only
because of the loss of a male figure with whom he could identify, but
also because his contrary emotions could not be contained. These
continued to flood his conscious and unconscious self, creating mayhem.
Moreover, he was not given a chance to experience realistic, age
appropriate disappointment, and this left him with a persistent tendency
towards idealisation. His young, widowed mother, who had to care for
three young children, was not able to give this highly intelligent,
sensitive boy the "mirroring" and containment that he needed. A vital
part of Nietzsche's soul seems to have died then, and he carried this
sense of deadness throughout his life. "As my father I have already
died", he lamented in Ecce Homo. He
learned how to retreat behind a barricade of lofty solitude and
construct an invisible world of the ideal. As a young boy, he wrote
short plays and poems, and paraded toy soldiers in honour of a small
porcelain squirrel, which he called King Squirrel I. Whilst creating a kind of "Über-squirrel" can be seen as age
appropriate in the case of a child, Nietzsche's tendency to erect altars
and worlds before which he could kneel persisted well into adulthood. I
would argue that the Übermensch may be a culmination of this tendency
towards idealisation. It could also have been a product of psychotic
imagination, a kind of delusional idea. Initially,
delusional constructions may serve an apotropaic function by warding off
the impending disintegration of the self. Yet, ultimately, psychotic
constructions destroy the self and reality. As De Masi has
convincingly argued, they present themselves as saviours but in the end
they become the inner tyrants that colonise the ego, luring it into the
delirious joy of an omnipotent pseudo-paradise. These fantasies thus
serve only to lead the person further into the labyrinth of the
Unconscious, where the thread of reason can be irretrievably lost.
Nietzsche's
urge to idealise reached its apogee with Wagner, who, instead of
containing the idealising projections and allowing them to dissipate
naturally, fuelled and used them for his own narcissistic needs. This
pattern recurred in the encounter with Lou Salomé who, ironically, later
advised Freud on the psychopathology of narcissism. Nietzsche "created"
his Wagner and Lou Salomé, at huge cost to himself. Subsequently, he
withdrew from the world and lived the rest of his life in radical
solitude and "off his own fat". There was no-one who could contain his
powerful, contrary emotions and refuel his self-love, and there was
no-one for whom he could do the same either. He never developed any
intimate relationship or shared his life with anyone, and his
resignation from teaching at the age of 35 deprived him of any
subsequent human interactions of a potentially rewarding kind. His life
consequently became an emotional desert.
Idealisation is not
about seeing the best in another person, but about constructing what is
not there; in essence, it is a refusal to engage with reality. Unless
deconstructed by timely devaluations, idealisations have a depleting
effect on the self, which is then left with "bad internal objects". These can turn into monsters, either to be
fiercely fought against or to be projected onto the external world. In
his "transvaluation of all values", Nietzsche claimed that an
exceptional man, standing beyond good and evil, was entitled to the
sacrifice of the mediocre others.
In a private note of 1884, he proposed:
Destruction of the ill-bred - for that purpose one must emancipate
oneself from all traditional morality.
And, disturbingly:
Not merely a master race whose sole task is to rule, but a race with its own sphere of life, with an excess of life, with an excess of strength for beauty, bravery, culture, manners to the highest peak of the spirit ... .
Nietzsche's
concept of the "slave morality" of the weak, as opposed to the "master
morality" of the strong (see first essay in On the Genealogy of
Morality, 1887/1994), may well have been the result of splitting and
projection, so that "the ill-bred" and "the herd" became the carriers of
what he resented in himself. The attempt at emancipation from
traditional morality ultimately led to further alienation - both from
himself and from the world. The phantasm of the Übermensch, instead of
being a rainbow-bridge over the abyss, became the abyss itself. In
Sickness unto Death, Kierkegaard recognised the danger of
the fantastic: "The fantastic is generally speaking what carries a
person into the infinite in such a way that it only leads him away from
himself and thus prevents him from coming back to himself. When emotion
becomes fantastic in this way, the self is simply more and more
volatilized. ... The person whose emotions have become fantastic ... in a
way becomes infinitized, but not in such a way as to become more and
more himself, for he loses himself more and more".
Human, All Too Human
Pain and suffering are always inevitable for a large
intelligence and a deep heart. The really great men must, I think, have
great sadness on earth.
(Dostoyevsky, 1866/1991, p. 317)
There is no redemption for one who suffers from himself ...
(Nietzsche, 1883-1885/2005, p. 33)
Nietzsche
lived in books and books lived in him. In his influential work
Nietzsche: Life as Literature, Nehamas asserted that Nietzsche
viewed the world as if it were a literary text and that his goal as an
author was to create a specific literary character. However, the
self-fashioning of oneself as a literary character was just as important
in the life of Nietzsche the man as it was in his philosophy.
Having
accidently discovered Dostoyevsky in 1887, Nietzsche became instantly
in awe of the Russian writer. He read The Notes from Underground, House
of the Dead, The Insulted and Humiliated, The Devils, and probably The
Idiot (as far as we know, all in French translation). It remains
uncertain whether he read Crime and Punishment. If he had done, its
chief protagonist, Raskolnikov, may have struck him as someone who
attempted to become the Übermensch. In a fragment entitled The Criminal,
Nietzsche proclaimed Dostoyevsky to be the only psychologist from whom
he had something to learn. In the same passage, he wrote: "the criminal
type is the type of the strong human being under unfavourable
circumstances: a strong human being made sick".
Rodion Raskolnikov was a brilliant but impoverished
former student whose family, uncannily resembling Nietzsche's, consisted
of a devoted mother and sister, as well as a baby brother and a
deceased father. He led a lonely existence amidst the faceless crowds in
St. Petersburg. His deeply felt resentment and rage against the world's
order led him to develop a theory of the extraordinary man. Such a man
would stand alone, disdainful of established moral rules, and be a law
onto himself. Above all, he would be hard and merciless in his attitude
towards ordinary, mediocre men. But there was another side to
Raskolnikov. According to his friend Razumikhin, he also had a noble
nature and a kind heart, but did not like revealing his feelings and
would rather do a cruel thing than open his heart; "it's as though there
were two opposing characters alternating within him". Whilst "off guard", Raskolnikov gives his last money
to the poor widow Katerina Ivanovna Marmeladov, and also risks his life
by rescuing a child from a fire. Yet, to prove his own hardness, he
proceeds to kill the pawnbroker Alyona, whom he considers something of a
vermin. On the night before the murder, he has an extraordinary dream.
He dreams of being a young boy again, who walks with his father along
the road that leads to the graveyard, holding his hand. As they pass a
tavern, he sees a drunken cabdriver mercilessly whipping his horse,
trying to make it gallop. The beating continues even after the animal
has collapsed. With tears streaming down his face, Rodion Raskolnikov
approaches the dead horse, embraces its bloody head and kisses it on the
eyes.
On 3 January 1889 in Turin, Nietzsche crossed the Rubicon
to insanity. Having left his lodgings, he walked into the Piazza Carlo
Alberto where a cabdriver was beating his horse. In tears, Nietzsche
flung his arms around the animal's neck and collapsed. In the end, he
had no joy to share - only pain.
The question arises: is not
vulnerability, which makes a man "human, all too human", more precious
than steely strength? In this may lie the enduring appeal of Christ, and
perhaps even of Nietzsche himself. Raskolnikov ended up in Siberia and
wasted many years of his life proving nothing. His ideal of the
extraordinary man turned out to be a toxic vapour that only alienated
him from himself and from those who loved him. Perhaps every lofty,
uncompromising ideal, including the Übermensch, is doomed to failure? It
is often a mask of unacknowledged weakness that parades as power.