Completion requirements
This highlights where securities are traded. You will learn more about the role of broker and dealer markets. You will also come to learn how these different markets are regulated. What are the different markets where securities are traded? What are the differences between each market?
Broker Markets
The broker market consists of national and regional securities exchanges that bring buyers and sellers together through brokers on a centralized trading floor. In the broker market, the buyer purchases the securities directly from the seller through the broker. Broker markets account for about 60 percent of the total dollar volume of all shares traded in the U.S. securities markets.
The Secondary Markets: Broker and Dealer Markets