State Securities Regulation in the United States

Watch this video on the role of states in the regulation of securities in the United States. States first regulated securities in the United States, and continue to play a key role in securities regulation to this day. Pay particular attention to states' approach to securities registration and the role of uniform acts in attempting to foster coordination among the states and the federal government with regard to securities regulation.


Source: Saylor Academy
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Last modified: Wednesday, May 9, 2018, 6:02 PM